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Brokerage Firms

Rochester Business Journal
October 4, 2013

Information was provided by firms that responded to an email survey. The survey cintacted firms in Monroe, Genesee, Livingston, Ontario, Orleans and Wayne counties that buy and sell individual securities or shares in mutual funds.

2013  Rank   Company
1  Merrill Lynch & Co. Inc.
2  Morgan Stanley Wealth Management
3  Edward Jones
4  Wells Fargo Advisors
5  Empire Financial Partners
6  Charles Schwab & Co. Inc.
7  Sage, Rutty & Co. Inc.
8  ESL Investment Services LLC
9  Rochester Wealth Management Group LLC
10  Brighton Securities
11  RBC Wealth Management
12  American Portfolios
13  M&T Securities Inc.
14  Mutual Funds Associates Inc.
15  Crossbridge Financial Group LLC
16  First Niagara Bank
17  Regent Financial Group LLC
18  PCM Associates Ltd.
19  Scottrade Inc.
20  Allied Financial Services Inc.
21  Thorley Wealth Management Inc.
22  Masiello Retirement Solutions

Data from The List and the Book of Lists is available for purchase as an Excel download at the RBJ List Center ( A PDF reprint of The List can be purchased by contacting our Circulation Department at 585-546-8303 or email

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